<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/18?registers=between Tue, 15 Jul 2025 07:08:34 -0700 Tue, 15 Jul 2025 07:08:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/18?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19918.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19918.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19918 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19918.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 7.35-E, NYSE Arca Rule 7.31-E and NYSE Arca Rule 7.23-E https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19812.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19812.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19812 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19812.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19811.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19811.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19811 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19811.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19810.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19810.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19810 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19810.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19809.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19809.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19809 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19809.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares; and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF; ClearBridge Large Cap ETF; ClearBridge MidCap Growth ETF; ClearBridge Select ETF; and ClearBridge All Cap Value ETF https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19808.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19808.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19808 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19808.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive, Clarifying Changes to ISE's Rulebook and Schedule of Fees https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19807.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19807.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19807 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19807.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Language From Chapter 19 of the Rulebook https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19806.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19806.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19806 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19806.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19804.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19804.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19804 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19804.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing, To Account for IEX as a Primary Listing Market and To Amend Certain Rules To Reflect the Name Change of NYSE MKT to NYSE American https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19803.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19803.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19803 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19803.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of Calvert Ultra-Short Income NextSharesTM https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19802.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19802.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19802 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19802.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the On-Floor Lead Market-Maker Program https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19712.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19712.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19712 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19712.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY and Rule 953NY https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19711.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19711.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19711 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19711.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87-O and Rule 6.65-O https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19710.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19710.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19710 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19710.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4703(a) To Allow Members To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19709.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19709.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19709 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19709.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Missing Letter to Section IV, Part D of the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19708.html https://regulations.justia.com/regulations/fedreg/2017/09/18/2017-19708.html Mon, 18 Sep 2017 00:00:00 -0700 2017-19708 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-18/pdf/2017-19708.pdf