<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/15?registers=between Tue, 15 Jul 2025 17:47:57 -0700 Tue, 15 Jul 2025 17:47:57 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/15?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19678.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19678.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19678 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19678.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19677.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19677.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19677 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19677.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19676.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19676.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19676 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19676.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19674.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19674.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19674 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19674.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19586.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19586.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19586 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19586.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of The Gold Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19585.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19585.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19585 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19585.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19584.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19584.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19584 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19584.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19583.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19583.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19583 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19583.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Definition of Non-Public Arbitrator https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19582.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19582.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19582 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19582.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Add an Exception to Phlx Rule 1000(f)(iii) for Certain Floor Broker Transactions and Adopt Rule 1063(e)(v) To Add the Snapshot Functionality to the Options Floor Broker Management System https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19581.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19581.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19581 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19581.pdf Notice - Innovator ETFS Trust and Innovator Capital Management, LLC https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19577.html https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19577.html Fri, 15 Sep 2017 00:00:00 -0700 2017-19577 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19577.pdf