Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/15?limit=200&registers=between&mode=atom 2024-04-18T15:34:21-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19678.html Notice - Proposed Collection; Comment Request 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19678 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19678.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19677.html Notice - Submission for OMB Review; Comment Request 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19677 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19677.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19676.html Notice - Proposed Collection; Comment Request 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19676 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19676.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19674.html Notice - Investor Advisory Committee Meeting 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19674 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19674.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19586.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19586 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19586.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19585.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of The Gold Trust Under NYSE Arca Rule 8.201-E 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19585 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19585.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19584.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19584 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19584.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19583.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19583 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19583.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19582.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Definition of Non-Public Arbitrator 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19582 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19582.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19581.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Add an Exception to Phlx Rule 1000(f)(iii) for Certain Floor Broker Transactions and Adopt Rule 1063(e)(v) To Add the Snapshot Functionality to the Options Floor Broker Management System 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19581 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19581.pdf https://regulations.justia.com/regulations/fedreg/2017/09/15/2017-19577.html Notice - Innovator ETFS Trust and Innovator Capital Management, LLC 2017-09-15T00:00:00-07:00 2017-09-15T00:00:00-07:00 2017-19577 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-15/pdf/2017-19577.pdf