<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/14?registers=between Sun, 13 Jul 2025 01:59:22 -0700 Sun, 13 Jul 2025 01:59:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/14?registers=between Notice - Innovator ETFs Trust, et al. https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19537.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19537.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19537 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19537.pdf Notice - Innovator ETFs Trust, et al. https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19536.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19536.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19536 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19536.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19511.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19511.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19511 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19511.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19510.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19510.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19510 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19510.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19509.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19509.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19509 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19509.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Exchange Rule 14.11(c) https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19479.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19479.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19479 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19479.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 4702 and 4754 Relating to the Nasdaq Closing Cross and To Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19478.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19478.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19478 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19478.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-ISE-2017-32 https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19477.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19477.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19477 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19477.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Discount to the Pricing Schedule for Special Requests for Security Position Reports Relating to Municipal Security Issues https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19476.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19476.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19476 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19476.pdf Notice - The Vanguard Group, Inc., et al. https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19474.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19474.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19474 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19474.pdf Notice - Medley Capital Corporation, et al. https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19473.html https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19473.html Thu, 14 Sep 2017 00:00:00 -0700 2017-19473 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19473.pdf