Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/14?limit=200&registers=between&mode=atom 2024-04-26T15:49:08-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19537.html Notice - Innovator ETFs Trust, et al. 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19537 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19537.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19536.html Notice - Innovator ETFs Trust, et al. 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19536 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19536.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19511.html Notice - Proposed Collection; Comment Request 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19511 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19511.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19510.html Notice - Proposed Collection; Comment Request 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19510 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19510.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19509.html Notice - Proposed Collection; Comment Request 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19509 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19509.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19479.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Exchange Rule 14.11(c) 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19479 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19479.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19478.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 4702 and 4754 Relating to the Nasdaq Closing Cross and To Make Other Related Changes 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19478 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19478.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19477.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-ISE-2017-32 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19477 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19477.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19476.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Discount to the Pricing Schedule for Special Requests for Security Position Reports Relating to Municipal Security Issues 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19476 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19476.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19474.html Notice - The Vanguard Group, Inc., et al. 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19474 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19474.pdf https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19473.html Notice - Medley Capital Corporation, et al. 2017-09-14T00:00:00-07:00 2017-09-14T00:00:00-07:00 2017-19473 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-14/pdf/2017-19473.pdf