<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/07?registers=between Tue, 15 Jul 2025 14:02:20 -0700 Tue, 15 Jul 2025 14:02:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/07?registers=between Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.15, Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-19003.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-19003.html Thu, 07 Sep 2017 00:00:00 -0700 2017-19003 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-19003.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.25, Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18939.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18939.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18939 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18939.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.3, Trading Halts, and Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18938.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18938.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18938 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18938.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Application of Exchange Rule 11140 (Transactions in Securities “Ex-Dividend,” “Ex-Rights” or “Ex-Warrants”) as it Relates to Establishing Ex-Dividend Dates in connection With the Implementation of the T+2 Settlement Cycle on September 5, 2017 https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18937.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18937.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18937 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18937.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Interpretive Guidance With Respect to Watch List Consequences https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18936.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18936.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18936 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18936.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3), Index Fund Shares https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18935.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18935.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18935 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18935.pdf Notice - Eagle Series Trust, et al. https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18932.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18932.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18932 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18932.pdf Notice - American Century International Bond Funds, et al. https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18931.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18931.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18931 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18931.pdf Notice - Hudson Advisors L.P., et al. https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18930.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18930.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18930 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18930.pdf Notice - Northern Lights Fund Trust IV and Measured Risk Portfolios, Inc. https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18929.html https://regulations.justia.com/regulations/fedreg/2017/09/07/2017-18929.html Thu, 07 Sep 2017 00:00:00 -0700 2017-18929 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-07/pdf/2017-18929.pdf