Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/06?limit=200&registers=between&mode=atom 2021-01-16T18:58:19-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18933.html Notice - Sunshine Act Meeting 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18933 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18933.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18860.html Notice - Proposed Collection; Comment Request 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18860 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18860.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18859.html Notice - Proposed Collection; Comment Request 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18859 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18859.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18858.html Notice - Proposed Collection; Comment Request 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18858 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18858.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18857.html Notice - Proposed Collection; Comment Request 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18857 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18857.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18800.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish a Booth Space Fee for the BOX Trading Floor 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18800 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18800.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18799.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Hartford Municipal Opportunities ETF Under NYSE Arca Rule 8.600-E 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18799 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18799.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18798.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees and Rebates for the Trading Floor on the BOX Market LLC (“BOX”) Options Facility 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18798 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18798.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18797.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Harmonize the Corporate Governance Framework With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18797 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18797.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18796.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18796 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18796.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18795.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 431, 432, and 835 To Conform Them to Securities Exchange Act Rule 15c6-1(a), Which Shortens the Settlement Cycle to Two Dates After the Trade Date, and To Interpret the Amended Rules To Exclude September 5, 2017 as the First Ex-Dividend Date Thereunder 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18795 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18795.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18794.html Notice - Self-Regulatory Organizations; Bats BYX Exchange Inc.; Bats BZX Exchange, Inc.; Bats EDGA Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; Chicago Board Options Exchange, Incorporated; Investors Exchange LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; Miami International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; NASDAQ PHLX LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18794 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18794.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18793.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; International Securities Exchange, LLC; Investors Exchange LLC; Miami International Securities Exchange LLC; MIAX PEARL, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; NASDAQ PHLX LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami Inte 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18793 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18793.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18792.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Harmonize the Corporate Governance Framework With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18792 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18792.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18791.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Harmonize the Corporate Governance Framework With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18791 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18791.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18790.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Harmonize the Corporate Governance Framework With That of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18790 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18790.pdf https://regulations.justia.com/regulations/fedreg/2017/09/06/2017-18777.html Notice - SL Advisors, LLC, et al. 2017-09-06T00:00:00-07:00 2017-09-06T00:00:00-07:00 2017-18777 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-06/pdf/2017-18777.pdf