Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/31?limit=200&registers=between&mode=atom 2024-12-22T06:03:16-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/08/31/2017-18455.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Order Approving a Proposed Rule Change To Introduce a New Market Maker Peg Order 2017-08-31T00:00:00-07:00 2017-08-31T00:00:00-07:00 2017-18455 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-31/pdf/2017-18455.pdf https://regulations.justia.com/regulations/fedreg/2017/08/31/2017-18453.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2017-08-31T00:00:00-07:00 2017-08-31T00:00:00-07:00 2017-18453 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-31/pdf/2017-18453.pdf https://regulations.justia.com/regulations/fedreg/2017/08/31/2017-18450.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Options on Index Credit Default Swaps 2017-08-31T00:00:00-07:00 2017-08-31T00:00:00-07:00 2017-18450 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-31/pdf/2017-18450.pdf https://regulations.justia.com/regulations/fedreg/2017/08/31/2017-18449.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to ICC's Liquidity Risk Management Framework and ICC's Stress Testing Framework 2017-08-31T00:00:00-07:00 2017-08-31T00:00:00-07:00 2017-18449 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-31/pdf/2017-18449.pdf https://regulations.justia.com/regulations/fedreg/2017/08/31/2017-18448.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Order Approving Proposed Rule Changes To Adopt the Clearing Agency Model Risk Management Framework 2017-08-31T00:00:00-07:00 2017-08-31T00:00:00-07:00 2017-18448 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-31/pdf/2017-18448.pdf https://regulations.justia.com/regulations/fedreg/2017/08/31/2017-18447.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to Rule 15.110 2017-08-31T00:00:00-07:00 2017-08-31T00:00:00-07:00 2017-18447 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-31/pdf/2017-18447.pdf https://regulations.justia.com/regulations/fedreg/2017/08/31/2017-18446.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, To Increase the Position Limits for Options on Certain ETFs 2017-08-31T00:00:00-07:00 2017-08-31T00:00:00-07:00 2017-18446 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-31/pdf/2017-18446.pdf