<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/25?registers=between Sun, 22 Dec 2024 05:43:42 -0800 Sun, 22 Dec 2024 05:43:42 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/25?registers=between Notice - Edward D. Jones & Co., L.P. https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-18090.html https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-18090.html Fri, 25 Aug 2017 00:00:00 -0700 2017-18090 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-25/pdf/2017-18090.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-18074.html https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-18074.html Fri, 25 Aug 2017 00:00:00 -0700 2017-18074 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-25/pdf/2017-18074.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-18073.html https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-18073.html Fri, 25 Aug 2017 00:00:00 -0700 2017-18073 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-25/pdf/2017-18073.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Application of FINRA Rule 11140 (Transactions in Securities “Ex-Dividend,” “Ex-rights” or “Ex-Warrants”) in Connection With the Implementation of the Shortened Settlement Cycle (T+2) on September 5, 2017 https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-18000.html https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-18000.html Fri, 25 Aug 2017 00:00:00 -0700 2017-18000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-25/pdf/2017-18000.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Application of Rule 11140 in Connection With the Implementation of the Shortened Settlement Cycle (T+2) on September 5, 2017 https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-17999.html https://regulations.justia.com/regulations/fedreg/2017/08/25/2017-17999.html Fri, 25 Aug 2017 00:00:00 -0700 2017-17999 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-25/pdf/2017-17999.pdf