<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/24?registers=between Wed, 25 Jun 2025 12:37:26 -0700 Wed, 25 Jun 2025 12:37:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/24?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17922.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17922.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17922 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17922.pdf Notice - Securities Exchange Act of 1934; Order Scheduling Filing of Statements on Review in the Matter of the Chicago Stock Exchange, Inc. for an Order Granting the Approval of Proposed Rule Change Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. (File No. SR-CHX-2016-20) https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17921.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17921.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17921 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17921.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Generic Listing Criteria Applicable to Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17920.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17920.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17920 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17920.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend and Clarify a Margin Charge Relating to CNS Fails Position https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17911.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17911.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17911 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17911.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Capital Acquisition Broker Rules 203 (Engaging in Distribution and Solicitation Activities With Government Entities) and 458 (Books and Records Requirements for Government Distribution and Solicitation Activities) https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17910.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17910.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17910 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17910.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17909.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17909.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17909 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17909.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17908.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17908.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17908 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17908.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17907.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17907.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17907 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17907.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Quoting at the Opening https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17906.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17906.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17906 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17906.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-21(e), on Municipal Fund Security Product Advertisements https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17905.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17905.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17905 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17905.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create the Market Access and Routing Subsidy Program https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17904.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17904.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17904 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17904.pdf Proposed Rule - Regulatory Flexibility Agenda https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17017.html https://regulations.justia.com/regulations/fedreg/2017/08/24/2017-17017.html Thu, 24 Aug 2017 00:00:00 -0700 2017-17017 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2017-08-24/pdf/2017-17017.pdf