<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/21?registers=between Tue, 24 Jun 2025 14:51:04 -0700 Tue, 24 Jun 2025 14:51:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/21?registers=between Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.2, Days and Hours of Business https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17551.html https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17551.html Mon, 21 Aug 2017 00:00:00 -0700 2017-17551 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17551.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .14 of Rule 504, Entitled “Series of Options Contracts Open for Trading” https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17550.html https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17550.html Mon, 21 Aug 2017 00:00:00 -0700 2017-17550 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17550.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Recordkeeping Requirements https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17549.html https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17549.html Mon, 21 Aug 2017 00:00:00 -0700 2017-17549 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17549.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 925 To Create a Limited Exception to the Exchange's Procedures To Designate an Inactive Nominee as an Effective Permit Holder Intra-Day and Make a Non-Substantive Change to the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17548.html https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17548.html Mon, 21 Aug 2017 00:00:00 -0700 2017-17548 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17548.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17547.html https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17547.html Mon, 21 Aug 2017 00:00:00 -0700 2017-17547 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17547.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17546.html https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17546.html Mon, 21 Aug 2017 00:00:00 -0700 2017-17546 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17546.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 2120 (Trading Conduct and Order & Decorum on the Trading Floor) and Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) To Adopt Rule Violations and Sanctions Applicable to the Trading Floor https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17545.html https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17545.html Mon, 21 Aug 2017 00:00:00 -0700 2017-17545 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17545.pdf Notice - TIAA-CREF Funds, et al. https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17540.html https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17540.html Mon, 21 Aug 2017 00:00:00 -0700 2017-17540 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17540.pdf