Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/21?limit=200&registers=between&mode=atom 2025-01-02T20:58:48-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17551.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.2, Days and Hours of Business 2017-08-21T00:00:00-07:00 2017-08-21T00:00:00-07:00 2017-17551 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17551.pdf https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17550.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .14 of Rule 504, Entitled “Series of Options Contracts Open for Trading” 2017-08-21T00:00:00-07:00 2017-08-21T00:00:00-07:00 2017-17550 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17550.pdf https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17549.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule Change Regarding Recordkeeping Requirements 2017-08-21T00:00:00-07:00 2017-08-21T00:00:00-07:00 2017-17549 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17549.pdf https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17548.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 925 To Create a Limited Exception to the Exchange's Procedures To Designate an Inactive Nominee as an Effective Permit Holder Intra-Day and Make a Non-Substantive Change to the Pricing Schedule 2017-08-21T00:00:00-07:00 2017-08-21T00:00:00-07:00 2017-17548 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17548.pdf https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17547.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3) 2017-08-21T00:00:00-07:00 2017-08-21T00:00:00-07:00 2017-17547 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17547.pdf https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17546.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps 2017-08-21T00:00:00-07:00 2017-08-21T00:00:00-07:00 2017-17546 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17546.pdf https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17545.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 2120 (Trading Conduct and Order & Decorum on the Trading Floor) and Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) To Adopt Rule Violations and Sanctions Applicable to the Trading Floor 2017-08-21T00:00:00-07:00 2017-08-21T00:00:00-07:00 2017-17545 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17545.pdf https://regulations.justia.com/regulations/fedreg/2017/08/21/2017-17540.html Notice - TIAA-CREF Funds, et al. 2017-08-21T00:00:00-07:00 2017-08-21T00:00:00-07:00 2017-17540 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-21/pdf/2017-17540.pdf