Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/07?limit=200&registers=between&mode=atom 2025-01-02T21:16:10-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16514.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 6898 (Consolidated Audit Trail-Fee Dispute Resolution) 2017-08-07T00:00:00-07:00 2017-08-07T00:00:00-07:00 2017-16514 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-07/pdf/2017-16514.pdf https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16513.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market 2017-08-07T00:00:00-07:00 2017-08-07T00:00:00-07:00 2017-16513 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-07/pdf/2017-16513.pdf https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16511.html Notice - Northern Lights Fund Trust and Toews Corporation 2017-08-07T00:00:00-07:00 2017-08-07T00:00:00-07:00 2017-16511 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-07/pdf/2017-16511.pdf https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16510.html Notice - MVC Capital, Inc., et al. 2017-08-07T00:00:00-07:00 2017-08-07T00:00:00-07:00 2017-16510 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-07/pdf/2017-16510.pdf