<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/07?registers=between Sat, 04 May 2024 14:39:44 -0700 Sat, 04 May 2024 14:39:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/08/07?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 6898 (Consolidated Audit Trail-Fee Dispute Resolution) https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16514.html https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16514.html Mon, 07 Aug 2017 00:00:00 -0700 2017-16514 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-07/pdf/2017-16514.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16513.html https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16513.html Mon, 07 Aug 2017 00:00:00 -0700 2017-16513 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-07/pdf/2017-16513.pdf Notice - Northern Lights Fund Trust and Toews Corporation https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16511.html https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16511.html Mon, 07 Aug 2017 00:00:00 -0700 2017-16511 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-07/pdf/2017-16511.pdf Notice - MVC Capital, Inc., et al. https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16510.html https://regulations.justia.com/regulations/fedreg/2017/08/07/2017-16510.html Mon, 07 Aug 2017 00:00:00 -0700 2017-16510 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-08-07/pdf/2017-16510.pdf