Securities and Exchange Commission July 2017 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 175
Barings LLC, et al.
Document Number: 2017-15404
Type: Notice
Date: 2017-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-15349
Type: Notice
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-15296
Type: Notice
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-15295
Type: Notice
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-15294
Type: Notice
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
Document Number: 2017-15216
Type: Proposed Rule
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') proposes for comment an amendment to Rule 146 under Section 18 of the Securities Act of 1933 (``Securities Act''), as amended, to designate certain securities on Investors Exchange LLC (``IEX'' or ``Exchange'') as covered securities for purposes of Section 18(b) of the Securities Act. Covered securities under Section 18(b) of the Securities Act are exempt from state law registration requirements.
Northern Lights Fund Trust and Toews Corporation
Document Number: 2017-15169
Type: Notice
Date: 2017-07-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-15104
Type: Notice
Date: 2017-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-14970
Type: Notice
Date: 2017-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-14969
Type: Notice
Date: 2017-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-14968
Type: Notice
Date: 2017-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-14967
Type: Notice
Date: 2017-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-14966
Type: Notice
Date: 2017-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions