<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/31?registers=between Sat, 12 Jul 2025 18:26:56 -0700 Sat, 12 Jul 2025 18:26:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/31?registers=between Notice - Capital Southwest Corporation https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-16013.html https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-16013.html Mon, 31 Jul 2017 00:00:00 -0700 2017-16013 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-16013.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Eight Substantive Amendment to the Second Restatement of the CTA Plan and the Twentieth Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-16000.html https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-16000.html Mon, 31 Jul 2017 00:00:00 -0700 2017-16000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-16000.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Thirty-Ninth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15999.html https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15999.html Mon, 31 Jul 2017 00:00:00 -0700 2017-15999 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15999.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15996.html https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15996.html Mon, 31 Jul 2017 00:00:00 -0700 2017-15996 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15996.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Exchange Opening Process https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15995.html https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15995.html Mon, 31 Jul 2017 00:00:00 -0700 2017-15995 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15995.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Order Approving Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15994.html https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15994.html Mon, 31 Jul 2017 00:00:00 -0700 2017-15994 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15994.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Expand the Application of the Family-Issued Securities Charge https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15993.html https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15993.html Mon, 31 Jul 2017 00:00:00 -0700 2017-15993 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15993.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15992.html https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15992.html Mon, 31 Jul 2017 00:00:00 -0700 2017-15992 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15992.pdf