Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/31?limit=200&registers=between&mode=atom 2021-09-23T18:04:50-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-16013.html Notice - Capital Southwest Corporation 2017-07-31T00:00:00-07:00 2017-07-31T00:00:00-07:00 2017-16013 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-16013.pdf https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-16000.html Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Eight Substantive Amendment to the Second Restatement of the CTA Plan and the Twentieth Amendment to the Restated CQ Plan 2017-07-31T00:00:00-07:00 2017-07-31T00:00:00-07:00 2017-16000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-16000.pdf https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15999.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Thirty-Ninth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis 2017-07-31T00:00:00-07:00 2017-07-31T00:00:00-07:00 2017-15999 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15999.pdf https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15996.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc. 2017-07-31T00:00:00-07:00 2017-07-31T00:00:00-07:00 2017-15996 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15996.pdf https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15995.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2, To Amend the Exchange Opening Process 2017-07-31T00:00:00-07:00 2017-07-31T00:00:00-07:00 2017-15995 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15995.pdf https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15994.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Order Approving Proposed Rule Change To Amend Various Rules in Connection With a System Migration to Nasdaq INET Technology 2017-07-31T00:00:00-07:00 2017-07-31T00:00:00-07:00 2017-15994 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15994.pdf https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15993.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Expand the Application of the Family-Issued Securities Charge 2017-07-31T00:00:00-07:00 2017-07-31T00:00:00-07:00 2017-15993 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15993.pdf https://regulations.justia.com/regulations/fedreg/2017/07/31/2017-15992.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.201 2017-07-31T00:00:00-07:00 2017-07-31T00:00:00-07:00 2017-15992 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-31/pdf/2017-15992.pdf