Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/28?limit=200&registers=between&mode=atom 2021-09-25T06:37:26-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15910.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend NYSE Arca Equities Rule 13.2, Liability of Corporation 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15910 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15910.pdf https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15909.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Definition of Non-Public Arbitrator 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15909 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15909.pdf https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15908.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3, To Modify the Manner in Which the Exchange Opens Trading for Non-IEX-Listed Securities 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15908 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15908.pdf https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15907.html Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Filing Amendment No. 2, Notice of Filing Amendment No. 3, and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Previously Modified by Amendment No. 1, To Adopt the Clearing Agency Liquidity Risk Management Framework 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15907 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15907.pdf https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15906.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rules 404, 506, 806, and 1701 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15906 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15906.pdf https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15905.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt the Clearing Agency Stress Testing Framework (Market Risk) 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15905 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15905.pdf https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15904.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(c), Index Fund Shares, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15904 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15904.pdf https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15862.html Rule - Adoption of Updated EDGAR Filer Manual 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15862 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15862.pdf https://regulations.justia.com/regulations/fedreg/2017/07/28/2017-15718.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on the Auditor's Report on an Audit of Financial Statements When the Auditor Expresses an Unqualified Opinion, and Departures From Unqualified Opinions and Other Reporting Circumstances, and Related Amendments to Auditing Standards 2017-07-28T00:00:00-07:00 2017-07-28T00:00:00-07:00 2017-15718 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-28/pdf/2017-15718.pdf