Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/24?limit=200&registers=between&mode=atom 2021-09-19T01:13:13-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15416.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Exchange Rule 1713 Consolidated Audit Trail-Fee Dispute Resolution 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15416 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15416.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15415.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 15.130 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15415 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15415.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15414.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6896 and Chapter IX, Section 9 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15414 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15414.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15413.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15413 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15413.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15412.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15412 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15412.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15411.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15411 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15411.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15410.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15410 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15410.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15409.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 16100 (Consolidated Audit Trail-Fee Dispute Resolution) To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15409 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15409.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15408.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 996A 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15408 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15408.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15407.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Article 23, Rule 13, Consolidated Audit Trail-Fee Dispute Resolution 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15407 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15407.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15406.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6.97, Consolidated Audit Trail (CAT) Compliance Rule-Fee Dispute Resolution 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15406 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15406.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15405.html Notice - Morningstar Funds Trust and Morningstar Investment Management LLC 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15405 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15405.pdf https://regulations.justia.com/regulations/fedreg/2017/07/24/2017-15404.html Notice - Barings LLC, et al. 2017-07-24T00:00:00-07:00 2017-07-24T00:00:00-07:00 2017-15404 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-24/pdf/2017-15404.pdf