<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/20?registers=between Wed, 13 Aug 2025 05:33:43 -0700 Wed, 13 Aug 2025 05:33:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/20?registers=between Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 14.13, Company Listing Fees, To Amend the Fees Applicable to Securities Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15197.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15197.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15197 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15197.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change in Connection With a System Migration to Nasdaq INET Technology https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15196.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15196.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15196 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15196.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 To Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers From Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, That Establish a New High (Low) Price for the Day on the Exchange in an Assigned Security in Which the DMM Has a Long (Short) Position https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15195.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15195.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15195 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15195.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Clarifying Amendment to IEX Rule 16.135 https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15194.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15194.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15194 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15194.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Re-Letter Rulebook Definition https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15193.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15193.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15193 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15193.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Outdated Language in the Exchange's Rulebook and Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15192.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15192.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15192 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15192.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.38E To Specify the Ranking of an Odd Lot Order That Has a Display Price That Is Better Than Its Working Price https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15191.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15191.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15191 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15191.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; International Securities Exchange, LLC; Investors Exchange LLC; Miami International Securities Exchange LLC; MIAX PEARL, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; NASDAQ PHLX, Inc.; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Eliminate Requirements That Will Be Duplicative of CAT https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15190.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15190.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15190 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15190.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees in Connection With the ISE System Migration https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15189.html https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15189.html Thu, 20 Jul 2017 00:00:00 -0700 2017-15189 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15189.pdf