Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/20?limit=200&registers=between&mode=atom 2025-01-02T15:30:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15197.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 14.13, Company Listing Fees, To Amend the Fees Applicable to Securities Listed on the Exchange 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15197 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15197.pdf https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15196.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change in Connection With a System Migration to Nasdaq INET Technology 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15196 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15196.pdf https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15195.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Disapproving Proposed Rule Changes Amending Exchange Rule 104 To Delete Subsection (g)(i)(A)(III), Which Prohibits Designated Market Makers From Engaging in Transactions, During the Last Ten Minutes of Trading Before the Close, That Establish a New High (Low) Price for the Day on the Exchange in an Assigned Security in Which the DMM Has a Long (Short) Position 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15195 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15195.pdf https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15194.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Clarifying Amendment to IEX Rule 16.135 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15194 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15194.pdf https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15193.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Re-Letter Rulebook Definition 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15193 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15193.pdf https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15192.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Outdated Language in the Exchange's Rulebook and Fee Schedule 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15192 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15192.pdf https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15191.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.38E To Specify the Ranking of an Odd Lot Order That Has a Display Price That Is Better Than Its Working Price 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15191 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15191.pdf https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15190.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; International Securities Exchange, LLC; Investors Exchange LLC; Miami International Securities Exchange LLC; MIAX PEARL, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; NASDAQ PHLX, Inc.; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Eliminate Requirements That Will Be Duplicative of CAT 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15190 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15190.pdf https://regulations.justia.com/regulations/fedreg/2017/07/20/2017-15189.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees in Connection With the ISE System Migration 2017-07-20T00:00:00-07:00 2017-07-20T00:00:00-07:00 2017-15189 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-20/pdf/2017-15189.pdf