<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/19?registers=between Sat, 21 Dec 2024 23:54:22 -0800 Sat, 21 Dec 2024 23:54:22 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/19?registers=between Notice - Northern Lights Fund Trust and Toews Corporation https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15169.html https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15169.html Wed, 19 Jul 2017 00:00:00 -0700 2017-15169 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15169.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rule 7.38 To Specify the Ranking of an Odd Lot Order That Has a Display Price That Is Better Than Its Working Price https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15102.html https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15102.html Wed, 19 Jul 2017 00:00:00 -0700 2017-15102 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15102.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15101.html https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15101.html Wed, 19 Jul 2017 00:00:00 -0700 2017-15101 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15101.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to FINRA Rules https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15100.html https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15100.html Wed, 19 Jul 2017 00:00:00 -0700 2017-15100 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15100.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018 https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15099.html https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15099.html Wed, 19 Jul 2017 00:00:00 -0700 2017-15099 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15099.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt New Rules That Describe the Trading of Complex Orders on the Exchange for the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15098.html https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15098.html Wed, 19 Jul 2017 00:00:00 -0700 2017-15098 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15098.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Assess Connectivity Fees https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15097.html https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15097.html Wed, 19 Jul 2017 00:00:00 -0700 2017-15097 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15097.pdf