Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/19?limit=200&registers=between&mode=atom 2021-09-25T06:35:45-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15169.html Notice - Northern Lights Fund Trust and Toews Corporation 2017-07-19T00:00:00-07:00 2017-07-19T00:00:00-07:00 2017-15169 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15169.pdf https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15102.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rule 7.38 To Specify the Ranking of an Odd Lot Order That Has a Display Price That Is Better Than Its Working Price 2017-07-19T00:00:00-07:00 2017-07-19T00:00:00-07:00 2017-15102 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15102.pdf https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15101.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2017-07-19T00:00:00-07:00 2017-07-19T00:00:00-07:00 2017-15101 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15101.pdf https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15100.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to FINRA Rules 2017-07-19T00:00:00-07:00 2017-07-19T00:00:00-07:00 2017-15100 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15100.pdf https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15099.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018 2017-07-19T00:00:00-07:00 2017-07-19T00:00:00-07:00 2017-15099 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15099.pdf https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15098.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt New Rules That Describe the Trading of Complex Orders on the Exchange for the Exchange's Equity Options Platform 2017-07-19T00:00:00-07:00 2017-07-19T00:00:00-07:00 2017-15098 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15098.pdf https://regulations.justia.com/regulations/fedreg/2017/07/19/2017-15097.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Assess Connectivity Fees 2017-07-19T00:00:00-07:00 2017-07-19T00:00:00-07:00 2017-15097 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-19/pdf/2017-15097.pdf