Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/14?limit=200&registers=between&mode=atom 2024-12-21T22:48:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/14/2017-14777.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-07-14T00:00:00-07:00 2017-07-14T00:00:00-07:00 2017-14777 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-14/pdf/2017-14777.pdf https://regulations.justia.com/regulations/fedreg/2017/07/14/2017-14776.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-07-14T00:00:00-07:00 2017-07-14T00:00:00-07:00 2017-14776 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-14/pdf/2017-14776.pdf https://regulations.justia.com/regulations/fedreg/2017/07/14/2017-14775.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-07-14T00:00:00-07:00 2017-07-14T00:00:00-07:00 2017-14775 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-14/pdf/2017-14775.pdf https://regulations.justia.com/regulations/fedreg/2017/07/14/2017-14756.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Exception to the Manner in Which Market Maker Immediate-or-Cancel Orders Will Be Handled 2017-07-14T00:00:00-07:00 2017-07-14T00:00:00-07:00 2017-14756 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-14/pdf/2017-14756.pdf https://regulations.justia.com/regulations/fedreg/2017/07/14/2017-14755.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Priority Customer Taker Fees for Regular Orders in Select Symbols 2017-07-14T00:00:00-07:00 2017-07-14T00:00:00-07:00 2017-14755 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-14/pdf/2017-14755.pdf https://regulations.justia.com/regulations/fedreg/2017/07/14/2017-14754.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Exception to the Manner in Which Market Maker Immediate-or-Cancel Orders Will Be Handled 2017-07-14T00:00:00-07:00 2017-07-14T00:00:00-07:00 2017-14754 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-14/pdf/2017-14754.pdf https://regulations.justia.com/regulations/fedreg/2017/07/14/2017-14753.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Fees and Rebates for Trades in KANG Executed on June 27-30, 2017 2017-07-14T00:00:00-07:00 2017-07-14T00:00:00-07:00 2017-14753 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-14/pdf/2017-14753.pdf