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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/06?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/06?registers=between
Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Amended by Amendment No. 1 Thereto, To Add Rules Related to the Clearing of CDX.NA.HY CDS
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14239.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14239.htmlThu, 06 Jul 2017 00:00:00 -07002017-14239Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14239.pdfNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail by Bats BYX Exchange, Inc., Bats BZX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, NASDAQ BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC and NYSE National, Inc.; Correction
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14199.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14199.htmlThu, 06 Jul 2017 00:00:00 -07002017-14199Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14199.pdfNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14195.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14195.htmlThu, 06 Jul 2017 00:00:00 -07002017-14195Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14195.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal To Enter Into a New Credit Facility Agreement
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14187.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14187.htmlThu, 06 Jul 2017 00:00:00 -07002017-14187Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14187.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice Filing To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14145.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14145.htmlThu, 06 Jul 2017 00:00:00 -07002017-14145Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14145.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6898 (Consolidated Audit Trail-Fee Dispute Resolution)
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14144.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14144.htmlThu, 06 Jul 2017 00:00:00 -07002017-14144Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14144.pdfNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Manner in Which the Exchange Opens Trading for Non-IEX-Listed Securities
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14143.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14143.htmlThu, 06 Jul 2017 00:00:00 -07002017-14143Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14143.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal to Implement New Processes to Promote Operational Efficiencies for Its Clearing Members
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14142.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14142.htmlThu, 06 Jul 2017 00:00:00 -07002017-14142Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14142.pdfNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Describe and Codify Existing Practices Relating to the Bond Haircut
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14141.html
https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14141.htmlThu, 06 Jul 2017 00:00:00 -07002017-14141Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14141.pdf