Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/06?limit=200&registers=between&mode=atom 2021-09-16T14:14:54-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14239.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change, as Amended by Amendment No. 1 Thereto, To Add Rules Related to the Clearing of CDX.NA.HY CDS 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14239 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14239.pdf https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14199.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 2 to the National Market System Plan Governing the Consolidated Audit Trail by Bats BYX Exchange, Inc., Bats BZX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, NASDAQ BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC and NYSE National, Inc.; Correction 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14199 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14199.pdf https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14195.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14195 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14195.pdf https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14187.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal To Enter Into a New Credit Facility Agreement 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14187 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14187.pdf https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14145.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection to Advance Notice Filing To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14145 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14145.pdf https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14144.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6898 (Consolidated Audit Trail-Fee Dispute Resolution) 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14144 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14144.pdf https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14143.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify the Manner in Which the Exchange Opens Trading for Non-IEX-Listed Securities 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14143 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14143.pdf https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14142.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal to Implement New Processes to Promote Operational Efficiencies for Its Clearing Members 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14142 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14142.pdf https://regulations.justia.com/regulations/fedreg/2017/07/06/2017-14141.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Further Describe and Codify Existing Practices Relating to the Bond Haircut 2017-07-06T00:00:00-07:00 2017-07-06T00:00:00-07:00 2017-14141 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-06/pdf/2017-14141.pdf