<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/05?registers=between Tue, 22 Jul 2025 12:58:26 -0700 Tue, 22 Jul 2025 12:58:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/05?registers=between Notice - Transamerica ETF Trust, et al. https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14196.html https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14196.html Wed, 05 Jul 2017 00:00:00 -0700 2017-14196 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-05/pdf/2017-14196.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14065.html https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14065.html Wed, 05 Jul 2017 00:00:00 -0700 2017-14065 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-05/pdf/2017-14065.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14064.html https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14064.html Wed, 05 Jul 2017 00:00:00 -0700 2017-14064 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-05/pdf/2017-14064.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning the Adoption of a New Stock Options and Futures Settlement Agreement Between The Options Clearing Corporation and the National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14016.html https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14016.html Wed, 05 Jul 2017 00:00:00 -0700 2017-14016 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-05/pdf/2017-14016.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Adopt a New Stock Options and Futures Settlement Agreement With The Options Clearing Corporation https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14015.html https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14015.html Wed, 05 Jul 2017 00:00:00 -0700 2017-14015 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-05/pdf/2017-14015.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3, To Allow the Exchange To Trade, Pursuant to Unlisted Trading Privileges, any NMS Stock Listed on Another National Securities Exchange; Establish Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopt New Equity Trading Rules Relating To Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14014.html https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14014.html Wed, 05 Jul 2017 00:00:00 -0700 2017-14014 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-05/pdf/2017-14014.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules and the ICC Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14013.html https://regulations.justia.com/regulations/fedreg/2017/07/05/2017-14013.html Wed, 05 Jul 2017 00:00:00 -0700 2017-14013 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-05/pdf/2017-14013.pdf