<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/03?registers=between
Fri, 18 Jul 2025 14:17:38 -0700
Fri, 18 Jul 2025 14:17:38 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/03?registers=between
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Notice - Nationwide Fund Advisors, et al.
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13904.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13904.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13904
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13904.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13903.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13903.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13903
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13903.pdf
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Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Exception to the Manner in Which Market Maker Immediate-or-Cancel Orders Will Be Handled
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13902.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13902.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13902
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13902.pdf
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Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Logical Ports on the Bats Equity Options Platform
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13901.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13901.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13901
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13901.pdf
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Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of Additional Credit Default Swap Contracts
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13900.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13900.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13900
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13900.pdf
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Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of Additional Credit Default Swap Contracts
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13899.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13899.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13899
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13899.pdf
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Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13898.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13898.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13898
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13898.pdf
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Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Changes Relating to the CDS End-of-Day Price Discovery Policy and Price Submission Disciplinary Framework
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13897.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13897.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13897
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13897.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13894.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13894.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13894
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13894.pdf
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Notice - The Boston Consulting Group, Inc. and Green Falcon Investors I, L.P.
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13893.html
https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13893.html
Mon, 03 Jul 2017 00:00:00 -0700
2017-13893
Notice
https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13893.pdf