Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/03?limit=200&registers=between&mode=atom 2025-01-07T19:19:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13904.html Notice - Nationwide Fund Advisors, et al. 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13904 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13904.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13903.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13903 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13903.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13902.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Exception to the Manner in Which Market Maker Immediate-or-Cancel Orders Will Be Handled 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13902 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13902.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13901.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Logical Ports on the Bats Equity Options Platform 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13901 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13901.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13900.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of Additional Credit Default Swap Contracts 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13900 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13900.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13899.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of Additional Credit Default Swap Contracts 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13899 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13899.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13898.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13898 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13898.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13897.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Changes Relating to the CDS End-of-Day Price Discovery Policy and Price Submission Disciplinary Framework 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13897 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13897.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13894.html Notice - Proposed Collection; Comment Request 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13894 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13894.pdf https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13893.html Notice - The Boston Consulting Group, Inc. and Green Falcon Investors I, L.P. 2017-07-03T00:00:00-07:00 2017-07-03T00:00:00-07:00 2017-13893 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13893.pdf