<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/03?registers=between Tue, 30 Apr 2024 20:49:13 -0700 Tue, 30 Apr 2024 20:49:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/07/03?registers=between Notice - Nationwide Fund Advisors, et al. https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13904.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13904.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13904 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13904.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Implementation of FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13903.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13903.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13903 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13903.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify an Exception to the Manner in Which Market Maker Immediate-or-Cancel Orders Will Be Handled https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13902.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13902.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13902 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13902.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Logical Ports on the Bats Equity Options Platform https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13901.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13901.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13901 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13901.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13900.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13900.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13900 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13900.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Clearance of Additional Credit Default Swap Contracts https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13899.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13899.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13899 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13899.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13898.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13898.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13898 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13898.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Changes Relating to the CDS End-of-Day Price Discovery Policy and Price Submission Disciplinary Framework https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13897.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13897.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13897 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13897.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13894.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13894.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13894 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13894.pdf Notice - The Boston Consulting Group, Inc. and Green Falcon Investors I, L.P. https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13893.html https://regulations.justia.com/regulations/fedreg/2017/07/03/2017-13893.html Mon, 03 Jul 2017 00:00:00 -0700 2017-13893 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-07-03/pdf/2017-13893.pdf