Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/29?limit=200®isters=between&mode=atom2025-01-02T17:53:14-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13590.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of Proposed Rule Change To Harmonize the Requirements of the NYSE MKT Company Guide With the Periodic and Semi-Annual Reporting Requirements of the NYSE2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13590Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13590.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13589.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13589Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13589.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13588.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13588Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13588.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13587.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to its NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13587Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13587.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13586.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Reduce the Delay Period for Transactions Included in the Historic TRACE Data Sets Relating to Corporate and Agency Debt Securities2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13586Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13586.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13585.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.56 (Compression Forums)2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13585Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13585.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13584.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Certain TRACE Reporting Fees2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13584.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13583.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the U.S. Market Transition to a Shortened Settlement Cycle2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13583.pdfhttps://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13582.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 7730 To Make Available a New TRACE Security Activity Report2017-06-29T00:00:00-07:002017-06-29T00:00:00-07:002017-13582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13582.pdf