<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/29?registers=between Sun, 28 Apr 2024 06:54:00 -0700 Sun, 28 Apr 2024 06:54:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/29?registers=between Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of Proposed Rule Change To Harmonize the Requirements of the NYSE MKT Company Guide With the Periodic and Semi-Annual Reporting Requirements of the NYSE https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13590.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13590.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13590 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13590.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13589.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13589.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13589 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13589.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13588.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13588.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13588 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13588.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to its NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13587.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13587.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13587 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13587.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Reduce the Delay Period for Transactions Included in the Historic TRACE Data Sets Relating to Corporate and Agency Debt Securities https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13586.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13586.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13586 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13586.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.56 (Compression Forums) https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13585.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13585.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13585 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13585.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Certain TRACE Reporting Fees https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13584.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13584.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13584 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13584.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the U.S. Market Transition to a Shortened Settlement Cycle https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13583.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13583.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13583 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13583.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 7730 To Make Available a New TRACE Security Activity Report https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13582.html https://regulations.justia.com/regulations/fedreg/2017/06/29/2017-13582.html Thu, 29 Jun 2017 00:00:00 -0700 2017-13582 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-29/pdf/2017-13582.pdf