<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/23?registers=between Sun, 22 Dec 2024 01:24:44 -0800 Sun, 22 Dec 2024 01:24:44 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/23?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13145.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13145.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13145 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13145.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13144.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13144.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13144 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13144.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13143.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13143.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13143 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13143.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13142.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13142.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13142 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13142.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13141.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13141.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13141 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13141.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13140.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13140.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13140 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13140.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13105.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13105.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13105 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13105.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to Expediting List Selection in Arbitration https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13104.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13104.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13104 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13104.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1049, Communications to Customers https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13103.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13103.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13103 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13103.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rule 912 https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13102.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13102.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13102 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13102.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rule 912 https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13101.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13101.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13101 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13101.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Make Several Non-Substantive Changes https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13100.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13100.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13100 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13100.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 6896 and Chapter IX, Section 9 https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13099.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13099.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13099 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13099.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of a Proposed Rule Change To Adopt Rule 996A https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13098.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13098.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13098 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13098.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rule 912 https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13097.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13097.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13097 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13097.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter 19 https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13096.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13096.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13096 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13096.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13095.html https://regulations.justia.com/regulations/fedreg/2017/06/23/2017-13095.html Fri, 23 Jun 2017 00:00:00 -0700 2017-13095 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-23/pdf/2017-13095.pdf