<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/14?registers=between Sun, 22 Dec 2024 01:34:59 -0800 Sun, 22 Dec 2024 01:34:59 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/14?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Settlement Service Guide To Make Technical Revisions To Clarify and Provide Enhanced Transparency With Respect to the Calculation and Adjustment of Required Participants Fund Deposits https://regulations.justia.com/regulations/fedreg/2017/06/14/C1-2017-11151.html https://regulations.justia.com/regulations/fedreg/2017/06/14/C1-2017-11151.html Wed, 14 Jun 2017 00:00:00 -0700 C1-2017-11151 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/C1-2017-11151.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Merge the OpenView Depth-of-Book Product Into TotalView https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12267.html https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12267.html Wed, 14 Jun 2017 00:00:00 -0700 2017-12267 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12267.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-26, on Customer Account Transfers, To Modernize the Rule and Promote a Uniform Customer Account Transfer Standard https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12266.html https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12266.html Wed, 14 Jun 2017 00:00:00 -0700 2017-12266 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12266.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5110(c) To Permit a Reverse Merger Company To Qualify for Initial Listing Under Any Applicable Listing Standard After Satisfying the Required Seasoning Period https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12265.html https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12265.html Wed, 14 Jun 2017 00:00:00 -0700 2017-12265 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12265.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade of Shares of the IQ Municipal Insured ETF, IQ Municipal Short Duration ETF, and IQ Municipal Intermediate ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12260.html https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12260.html Wed, 14 Jun 2017 00:00:00 -0700 2017-12260 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12260.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12259.html https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12259.html Wed, 14 Jun 2017 00:00:00 -0700 2017-12259 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12259.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12258.html https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12258.html Wed, 14 Jun 2017 00:00:00 -0700 2017-12258 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12258.pdf