Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/14?limit=200&registers=between&mode=atom 2024-12-22T01:22:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/06/14/C1-2017-11151.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Settlement Service Guide To Make Technical Revisions To Clarify and Provide Enhanced Transparency With Respect to the Calculation and Adjustment of Required Participants Fund Deposits 2017-06-14T00:00:00-07:00 2017-06-14T00:00:00-07:00 C1-2017-11151 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/C1-2017-11151.pdf https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12267.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Merge the OpenView Depth-of-Book Product Into TotalView 2017-06-14T00:00:00-07:00 2017-06-14T00:00:00-07:00 2017-12267 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12267.pdf https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12266.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rule G-26, on Customer Account Transfers, To Modernize the Rule and Promote a Uniform Customer Account Transfer Standard 2017-06-14T00:00:00-07:00 2017-06-14T00:00:00-07:00 2017-12266 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12266.pdf https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12265.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5110(c) To Permit a Reverse Merger Company To Qualify for Initial Listing Under Any Applicable Listing Standard After Satisfying the Required Seasoning Period 2017-06-14T00:00:00-07:00 2017-06-14T00:00:00-07:00 2017-12265 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12265.pdf https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12260.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade of Shares of the IQ Municipal Insured ETF, IQ Municipal Short Duration ETF, and IQ Municipal Intermediate ETF Under NYSE Arca Equities Rule 8.600 2017-06-14T00:00:00-07:00 2017-06-14T00:00:00-07:00 2017-12260 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12260.pdf https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12259.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program 2017-06-14T00:00:00-07:00 2017-06-14T00:00:00-07:00 2017-12259 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12259.pdf https://regulations.justia.com/regulations/fedreg/2017/06/14/2017-12258.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program 2017-06-14T00:00:00-07:00 2017-06-14T00:00:00-07:00 2017-12258 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-14/pdf/2017-12258.pdf