<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/13?registers=between Wed, 01 May 2024 20:01:54 -0700 Wed, 01 May 2024 20:01:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/13?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12273.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12273.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12273 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12273.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Adopt the Clearing Agency Stress Testing Framework (Market Risk) https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12157.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12157.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12157 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12157.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Mortgage-Backed Securities Division Rules Concerning Use of Clearing Fund for Losses, Liabilities or Temporary Needs for Funds Incident to the Clearance and Settlement Business and Make Other Related Changes https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12156.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12156.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12156 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12156.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Policy on Capital Requirements and the Clearing Agency Capital Replenishment Plan https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12155.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12155.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12155 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12155.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12154.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12154.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12154 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12154.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule To Establish an Options Regulatory Fee (“ORF”) https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12153.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12153.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12153 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12153.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Chapter 21 From the ISE Rulebook https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12152.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12152.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12152 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12152.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 406, Long Term Option Contracts https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12151.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12151.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12151 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12151.pdf Notice - Commission Statement Concerning a Request for an Interpretation as to Whether a Particular Agreement Is a Swap, Security-Based Swap, or Mixed Swap https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12140.html https://regulations.justia.com/regulations/fedreg/2017/06/13/2017-12140.html Tue, 13 Jun 2017 00:00:00 -0700 2017-12140 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-13/pdf/2017-12140.pdf