Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/07?limit=200&registers=between&mode=atom 2025-01-02T17:05:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11754.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove the Ten (10) Price Level Limitation on Aggregated Depth of Book Quotations Disseminated on the IEX Data Platform, and To Add Rule 11.330(a)(5) To Offer Historical Data 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11754 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11754.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11753.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2017 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11753 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11753.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11752.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7620A To Eliminate the No/Was Corrective Transaction Charge 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11752 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11752.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11751.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a New Optional Order Instruction Known as Non-Displayed Swap 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11751 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11751.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11750.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust Under NYSE Arca Equities Rule 8.201 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11750 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11750.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11749.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11749 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11749.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11748.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Adopt Exchange Rule 1713 Consolidated Audit Trail-Fee Dispute Resolution 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11748 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11748.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11747.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11747 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11747.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11746.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11746 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11746.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11745.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11745 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11745.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11744.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 4.17, Consolidated Audit Trail-Fee Dispute Resolution 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11744 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11744.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11743.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Adopt Rule 6.97, Consolidated Audit Trail (CAT) Compliance Rule-Fee Dispute Resolution 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11743 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11743.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11742.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rule 16100 (Consolidated Audit Trail-Fee Dispute Resolution) To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11742 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11742.pdf https://regulations.justia.com/regulations/fedreg/2017/06/07/2017-11728.html Notice - Partners Group (USA) Inc., et al. 2017-06-07T00:00:00-07:00 2017-06-07T00:00:00-07:00 2017-11728 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-07/pdf/2017-11728.pdf