<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/05?registers=between Tue, 22 Jul 2025 14:03:13 -0700 Tue, 22 Jul 2025 14:03:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/05?registers=between Notice - Order Making Fiscal Year 2017 Annual Adjustments to Transaction Fee Rates https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11555.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11555.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11555 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11555.pdf Notice - Dreyfus ETF Trust https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11510.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11510.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11510 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11510.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Proposed Rule Change in Connection With a System Migration to Nasdaq INET Technology https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11509.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11509.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11509 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11509.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11508.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11508.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11508 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11508.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11507.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11507.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11507 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11507.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11506.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11506.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11506 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11506.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BYX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11504.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11504.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11504 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11504.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11503.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11503.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11503 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11503.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules 5220 and 9560 and Amend Rule 8313 https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11502.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11502.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11502 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11502.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Arca Rule 11.21 and NYSE Arca Equities Rule 5220, NYSE Arca Rule 10.18 and NYSE Arca Equities Rule 10.16, and Amending NYSE Arca Rule 10.17 and NYSE Arca Equities 10.15 https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11501.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11501.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11501 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11501.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 7730 To Make Available a New End-of-Day TRACE Transaction File https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11500.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11500.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11500 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11500.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Rules 5220-Equities, 996NY Options and 9560 and Amending Rule 8313 https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11499.html https://regulations.justia.com/regulations/fedreg/2017/06/05/2017-11499.html Mon, 05 Jun 2017 00:00:00 -0700 2017-11499 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-05/pdf/2017-11499.pdf