Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/06/01?limit=200&registers=between&mode=atom 2025-01-02T17:06:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11374.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11374 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11374.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11373.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11373 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11373.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11372.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11372 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11372.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11371.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11371 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11371.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11370.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11370 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11370.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11369.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11369 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11369.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11368.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11368 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11368.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11367.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11367 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11367.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11366.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11366 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11366.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11365.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11365 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11365.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11364.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11364 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11364.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11363.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11363 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11363.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11362.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11362 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11362.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11361.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11361 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11361.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11360.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGA Exchange, Inc. 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11360 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11360.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11359.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Eliminate Requirements That Will Be Duplicative of CAT 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11359 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11359.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11358.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Adopt Rule 6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11358 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11358.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11357.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11357 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11357.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11356.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rule 6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11356 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11356.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11355.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11355 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11355.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11346.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11346 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11346.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11255.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Commentary .01 and Commentary .02 to NYSE Arca Equities Rule 5.2(j)(3) To Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11255 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11255.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11254.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Data Section of Its Fee Schedule To Adopt Fees for a New Market Data Product Called the ETF Implied Liquidity Feed 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11254 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11254.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11253.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .03 to Rule 713 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11253 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11253.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11252.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1012 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11252 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11252.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11251.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism; and 518, Complex Orders 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11251 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11251.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11245.html Notice - In the Matter of the NYSE Arca, Inc.; for an Order Granting the Approval of Proposed Rule Change To List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund Under Commentary .02 to NYSE Arca Equities Rule 8.200; Order Scheduling Filing of Statements on Review 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11245 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11245.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11243.html Notice - Northern Lights Fund Trust IV and Main Management ETF Advisors, LLC 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11243 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11243.pdf https://regulations.justia.com/regulations/fedreg/2017/06/01/2017-11242.html Notice - PIMCO Equity Series, et al. 2017-06-01T00:00:00-07:00 2017-06-01T00:00:00-07:00 2017-11242 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-06-01/pdf/2017-11242.pdf