Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-19T15:18:13-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11281.htmlNotice - Sunshine Act Meeting2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11281Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11281.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11178.htmlNotice - Investor Advisory Committee Meeting2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11178Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11178.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11152.htmlNotice - Series Portfolios Trust and Highmore Group Advisors, LLC2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11152Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11152.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11151.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the DTC Settlement Service Guide To Make Technical Revisions To Clarify and Provide Enhanced Transparency With Respect to the Calculation and Adjustment of Required Participants Fund Deposits2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11151Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11151.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11150.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Cancel and Replace Rule2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11150Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11150.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11149.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Reports of Executed Orders2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11149Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11149.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11148.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Market-Maker Reports of Executed Orders2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11148Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11148.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11147.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rule 510 To Extend the Penny Pilot Program2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11147Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11147.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11146.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11146Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11146.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11145.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11145Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11145.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11144.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11144Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11144.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11143.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Certain Appendix B Web Site Publication Requirements Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11143Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11143.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11142.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending NYSE Rule 36 and NYSE MKT Rule 36-Equities To Permit Exchange Floor Brokers To Use Non-Exchange Provided Telephones on the Floor2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11142Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11142.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/31/2017-11141.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; NYSE National, Inc.; Order Approving Proposed Rule Changes To Amend the Certificate and Bylaws of Their Ultimate Parent Company, Intercontinental Exchange, Inc.2017-05-31T00:00:00-07:002017-05-31T00:00:00-07:002017-11141Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-31/pdf/2017-11141.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10984.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Opening Process2017-05-30T00:00:00-07:002017-05-30T00:00:00-07:002017-10984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10984.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10983.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Rules of the Exchange, the NYSE MKT Equities Price List, the NYSE Amex Options Fee Schedule, and the NYSE Amex Options Proprietary Market Data Fees2017-05-30T00:00:00-07:002017-05-30T00:00:00-07:002017-10983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10983.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10975.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Opening Process2017-05-30T00:00:00-07:002017-05-30T00:00:00-07:002017-10975Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10975.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10974.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform2017-05-30T00:00:00-07:002017-05-30T00:00:00-07:002017-10974Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10974.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10973.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the First Trust California Municipal High Income ETF2017-05-30T00:00:00-07:002017-05-30T00:00:00-07:002017-10973Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10973.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10972.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Decrease Member Order Routing Program Rebates2017-05-30T00:00:00-07:002017-05-30T00:00:00-07:002017-10972Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10972.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10893.htmlNotice - Submission for OMB Review; Comment Request2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10893Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10893.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10892.htmlNotice - Submission for OMB Review; Comment Request2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10892.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10891.htmlNotice - Submission for OMB Review; Comment Request2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10891Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10891.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10890.htmlNotice - Submission for OMB Review; Comment Request2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10890Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10890.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10830.htmlNotice - TICC Capital Corp., et al.2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10830Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10830.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10807.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt the CHX Liquidity Enhancing Access Delay2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10807Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10807.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10795.htmlNotice - Corporate Capital Trust, Inc., et al.2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10795Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10795.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10794.htmlNotice - Submission for OMB Review; Comment Request2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10794Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10794.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10793.htmlNotice - Submission for OMB Review; Comment Request2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10793Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10793.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/26/2017-10790.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to the Exposure Periods of the Automated Improvement Mechanism and the Solicitation Auction Mechanism2017-05-26T00:00:00-07:002017-05-26T00:00:00-07:002017-10790Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-26/pdf/2017-10790.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/25/2017-10691.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Its Listing Standards for Special Purpose Acquisition Companies To Modify the Initial and Continued Distribution Requirements2017-05-25T00:00:00-07:002017-05-25T00:00:00-07:002017-10691Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-25/pdf/2017-10691.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/25/2017-10690.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Order Approving Proposed Rule Changes To Enhance the Credit Risk Rating Matrix and Make Other Changes2017-05-25T00:00:00-07:002017-05-25T00:00:00-07:002017-10690Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-25/pdf/2017-10690.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/25/2017-10689.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of No Objection to Advance Notices To Enhance the Credit Risk Rating Matrix and Make Other Changes2017-05-25T00:00:00-07:002017-05-25T00:00:00-07:002017-10689Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-25/pdf/2017-10689.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/25/2017-10688.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the GraniteShares Gold Trust Under NYSE Arca Equities Rule 8.2012017-05-25T00:00:00-07:002017-05-25T00:00:00-07:002017-10688Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-25/pdf/2017-10688.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/25/2017-10687.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.2012017-05-25T00:00:00-07:002017-05-25T00:00:00-07:002017-10687Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-25/pdf/2017-10687.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/25/2017-10686.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend BZX Rule 14.11, Other Securities, To Provide for the Inclusion of Cash in an Index Underlying a Series of Index Fund Shares2017-05-25T00:00:00-07:002017-05-25T00:00:00-07:002017-10686Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-25/pdf/2017-10686.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10694.htmlNotice - Sunshine Act Meeting; Date and Time Change2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10694Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10694.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10620.htmlNotice - Submission for OMB Review; Comment Request2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10620Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10620.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10619.htmlNotice - Submission for OMB Review; Comment Request2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10619Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10619.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10618.htmlNotice - Proposed Collection; Comment Request2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10618Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10618.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10617.htmlNotice - Submission for OMB Review; Comment Request2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10617Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10617.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10596.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10596Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10596.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10595.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section IV of the MRX Fee Schedule2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10595Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10595.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10594.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section XIV2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10594Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10594.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10593.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 503 and 5152017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10593Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10593.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10592.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 103B-Equities2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10592Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10592.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10590.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Offer the Historical GEMX Open/Close Trade Profile2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10590Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10590.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10589.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Fee Schedule To Adopt a Fee Schedule To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10589Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10589.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10587.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Adopt Rules for an Open-Outcry Trading Floor2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10587Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10587.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10586.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Implementation of QCC With Stock Order Functionality Upon Migration to INET2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10586Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10586.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10585.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Government Securities Division CCIT Members, and Netting Members That Engage in CCIT Transactions2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10585Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10585.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10584.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal To Implement New Processes To Promote Operational Efficiencies for Its Clearing Members2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10584.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10583.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section X of the ISE Fee Schedule2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10583.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10582.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change to Bats BZX Rule 14.13, Company Listing Fees, and to the Bats BZX Fee Schedule2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10582.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10581.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section VI of the GEMX Fee Schedule2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10581Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10581.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10578.htmlNotice - The Mexico Equity & Income Fund, Inc. and Pichardo Asset Management, S.A. de C.V.2017-05-24T00:00:00-07:002017-05-24T00:00:00-07:002017-10578Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10578.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10605.htmlNotice - Sunshine Act Meeting2017-05-23T00:00:00-07:002017-05-23T00:00:00-07:002017-10605Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10605.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10588.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rules for an Open-Outcry Trading Floor2017-05-23T00:00:00-07:002017-05-23T00:00:00-07:002017-10588Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10588.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10466.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-05-23T00:00:00-07:002017-05-23T00:00:00-07:002017-10466Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10466.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10465.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors2017-05-23T00:00:00-07:002017-05-23T00:00:00-07:002017-10465Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10465.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10464.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Continued Listing Standards for Exchange-Traded Products2017-05-23T00:00:00-07:002017-05-23T00:00:00-07:002017-10464Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10464.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10463.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6) Relating to Equity Index-Linked Securities2017-05-23T00:00:00-07:002017-05-23T00:00:00-07:002017-10463Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10463.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10462.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Clearing House Contributions to CDS Default Resources2017-05-23T00:00:00-07:002017-05-23T00:00:00-07:002017-10462Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10462.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10355.htmlNotice - Solar Capital Ltd., et al.2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10355Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10355.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10312.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rules 301, Just and Equitable Principles of Trade; Rule 308, Exemptions From Position Limits; Rule 404, Series of Option Contracts Open for Trading; Rule 514, Priority of Quotes and Orders; Rule 1325, Telemarketing; and Rule 1400, Definitions2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10312Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10312.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10311.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22 of Bats EDGX Exchange, Inc. To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10311Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10311.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10310.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.27 of Bats BYX Exchange, Inc. To Modify the Date of Appendix B Web Site Data Publication Pursuant To the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10310Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10310.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10309.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.27 of Bats BZX Exchange, Inc. To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10309Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10309.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10308.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.21 of Bats EDGA Exchange, Inc. To Modify the Date of Appendix B Web site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10308Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10308.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10307.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 7730 To Reduce the Delay Period for the Historic TRACE Data Sets Relating to Corporate and Agency Debt Securities2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10307Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10307.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10306.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Modify Fees and Rebates for PIM Orders2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10306Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10306.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10305.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.282017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10305Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10305.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10304.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rules 7.29E and 1.1E To Provide for a Delay Mechanism2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10304Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10304.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10303.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Professional Qualification Requirements, and Rule G-8, on Books and Records, To Establish Continuing Education Requirements for Municipal Advisors and Accompanying Recordkeeping Requirements2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10303Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10303.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10302.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, and the NYSE Arca Schedule of Options Fees and Charges To Adopt the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10302Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10302.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10301.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees at Rule 7004 and Chapter XV, Section 112017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10301Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10301.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10300.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7004 and Chapter XV, Section 142017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10300Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10300.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10299.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 994NY, Broadcast Order Liquidity Delivery Mechanism2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10299Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10299.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10298.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10298Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10298.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10297.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Price List2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10297Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10297.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10296.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10296Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10296.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/22/2017-10295.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-05-22T00:00:00-07:002017-05-22T00:00:00-07:002017-10295Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-22/pdf/2017-10295.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/19/2017-10132.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Listing Standard for Special Purpose Acquisition Companies To Change Shareholder Vote Requirement for the Approval of a Business Combination2017-05-19T00:00:00-07:002017-05-19T00:00:00-07:002017-10132Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-19/pdf/2017-10132.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/19/2017-10131.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2017-05-19T00:00:00-07:002017-05-19T00:00:00-07:002017-10131Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-19/pdf/2017-10131.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/19/2017-10130.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2017-05-19T00:00:00-07:002017-05-19T00:00:00-07:002017-10130Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-19/pdf/2017-10130.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/19/2017-10129.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Amendments to the ICE Clear Europe Limited Articles of Association2017-05-19T00:00:00-07:002017-05-19T00:00:00-07:002017-10129Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-19/pdf/2017-10129.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/19/2017-10128.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anonymous Trade Reporting and Clearing2017-05-19T00:00:00-07:002017-05-19T00:00:00-07:002017-10128Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-19/pdf/2017-10128.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/19/2017-10127.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Options Clearing Corporation's Management Structure2017-05-19T00:00:00-07:002017-05-19T00:00:00-07:002017-10127Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-19/pdf/2017-10127.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/19/2017-10126.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2017-05-19T00:00:00-07:002017-05-19T00:00:00-07:002017-10126Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-19/pdf/2017-10126.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/18/2017-10017.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Section 102.01B of the NYSE Listed Company Manual To Modify the Requirements That Apply to Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering2017-05-18T00:00:00-07:002017-05-18T00:00:00-07:002017-10017Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-18/pdf/2017-10017.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/18/2017-10016.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct an Incorrect Internal Cross Reference in Rule 11.420(d)(2)(B).2017-05-18T00:00:00-07:002017-05-18T00:00:00-07:002017-10016Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-18/pdf/2017-10016.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09983.htmlNotice - RiverNorth DoubleLine Strategic Opportunity Fund, Inc. and RiverNorth Capital Management LLC2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09983.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09935.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, as modified by Amendment No. 1 Thereto, To Add Rules Related to the Clearing of CDX.NA.HY CDS2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09935Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09935.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09934.htmlNotice - Aspiriant Trust, et al.2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09934Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09934.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09933.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Schedule of Fees and Charges for Exchange Services2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09933Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09933.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09932.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust Under BZX Rule 14.11(c)(4)2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09932Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09932.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09931.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Qualified Contingent Cross Orders2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09931Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09931.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09930.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3317 To Modify the Date of Appendix B Web Site Data Publication2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09930Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09930.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09929.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 519C2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09929Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09929.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09928.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equity Options Platform2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09928Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09928.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09927.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.6002017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09927Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09927.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09926.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 To Modify the Date of Appendix B Web Site Data Publication2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09926Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09926.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09925.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 To Modify the Date of Appendix B Web Site Data Publication2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09925Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09925.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09924.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quoting Bandwidth Allowance2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09924Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09924.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09923.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2017-05-17T00:00:00-07:002017-05-17T00:00:00-07:002017-09923Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09923.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09936.htmlNotice - Sunshine Act Meeting2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09936Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09936.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09823.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.46 To Modify the Date of Appendix B Web site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09823Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09823.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09822.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 11.340 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09822Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09822.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09821.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish INET Ports2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09821Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09821.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09820.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend Rule 67-Equities To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09820Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09820.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09819.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09819Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09819.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09818.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09818Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09818.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09817.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09817Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09817.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09816.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09816Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09816.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09815.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 67 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09815Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09815.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09814.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09814Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09814.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09813.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Shorten the Settlement Cycle From T+3 to T+22017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09813Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09813.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09812.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Amend Pricing Related to Options Overlying NDX and MNX2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09812Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09812.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09811.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09811Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09811.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09808.htmlNotice - Allianz Funds, et al.2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09808Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09808.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09790.htmlNotice - Sierra Total Return Fund, et al.2017-05-16T00:00:00-07:002017-05-16T00:00:00-07:002017-09790Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09790.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09729.htmlNotice - Proposed Collection; Comment Request2017-05-15T00:00:00-07:002017-05-15T00:00:00-07:002017-09729Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09729.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09728.htmlNotice - Proposed Collection; Comment Request2017-05-15T00:00:00-07:002017-05-15T00:00:00-07:002017-09728Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09728.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09716.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating To Expediting List Selection in Arbitration2017-05-15T00:00:00-07:002017-05-15T00:00:00-07:002017-09716Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09716.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09715.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services2017-05-15T00:00:00-07:002017-05-15T00:00:00-07:002017-09715Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09715.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09714.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the CDS End-of-Day Price Discovery Policy2017-05-15T00:00:00-07:002017-05-15T00:00:00-07:002017-09714Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09714.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09713.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 (Order Types)2017-05-15T00:00:00-07:002017-05-15T00:00:00-07:002017-09713Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09713.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09712.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform2017-05-15T00:00:00-07:002017-05-15T00:00:00-07:002017-09712Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09712.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/12/2017-09643.htmlNotice - New Mountain Finance Corporation, et al.2017-05-12T00:00:00-07:002017-05-12T00:00:00-07:002017-09643Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-12/pdf/2017-09643.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/12/2017-09607.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Harmonize the Requirements of the NYSE MKT Company Guide With Respect to Periodic Reporting With Those of the NYSE2017-05-12T00:00:00-07:002017-05-12T00:00:00-07:002017-09607Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-12/pdf/2017-09607.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09585.htmlNotice - Proposed Collection; Comment Request2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09585Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09585.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09584.htmlNotice - Submission for OMB Review; Comment Request2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09584.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09583.htmlNotice - Proposed Collection; Comment Request2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09583.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09582.htmlNotice - Submission for OMB Review; Comment Request2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09582.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09532.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 968NY To Make Permanent a Program That Allows Cabinet Trade Transactions To Take Place at a Price Below $1 Per Option Contract2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09532Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09532.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09531.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 6.80 To Make Permanent a Program That Allows Cabinet Trade Transactions To Take Place at a Price Below $1 Per Option Contract2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09531Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09531.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09530.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2, 3, and 4, to List and Trade Shares of the Gabelli Small Cap Growth Fund and the Gabelli RBI Fund Under Nasdaq Rule 57452017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09530Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09530.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09529.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Order Quoting2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09529Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09529.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09528.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.15 of Bats BYX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Member That Clears Transactions on Behalf of the User2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09528Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09528.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09527.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.15 of Bats BZX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Member That Clears Transactions on Behalf of the User2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09527Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09527.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09526.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of a Proposed Rule Change To Add New MSRB Rule G-49, on Transactions Below the Minimum Denomination of an Issue, to the Rules of the MSRB, and To Rescind Paragraph (f), on Minimum Denominations, From MSRB Rule G-152017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09526Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09526.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09525.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Complex Orders2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09525Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09525.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09524.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGA Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Firm That Clears Transactions on Behalf of the User2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09524Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09524.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09523.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGX Exchange, Inc. To Authorize the Exchange To Share a User's Risk Settings With the Clearing Firm That Clears Transactions on Behalf of the User2017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09523Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09523.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/11/2017-09522.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares Under NYSE Arca Equities Rule 8.2002017-05-11T00:00:00-07:002017-05-11T00:00:00-07:002017-09522Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-11/pdf/2017-09522.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09459.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Notice of Filing of and No Objection To Advance Notices, as Modified by Amendments No. 1, To Renew the Credit Facility2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09459Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09459.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09426.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of Proposed Rule Change To Establish a Sub-Account for Use With the DTCC Euroclear Global Collateral Ltd Collateral Management Service and Provide for the Authorization of a Representative To Receive Information About the Sub-Account2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09426Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09426.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09425.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Describe the Illiquid Charge That May Be Imposed on Members2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09425Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09425.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09424.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Compression Forums2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09424Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09424.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09423.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 (Order Attributes)2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09423Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09423.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09422.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 (Order Types) and Rule 4703 (Order Attributes)2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09422Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09422.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09421.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09421Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09421.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09420.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 3 and 4, To List and Trade Shares of the Hartford Global Impact NextSharesTM2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09420Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09420.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09419.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Equity Trading Rules To Transition Trading on the Exchange From a Floor-Based Market With a Parity Allocation Model to a Fully Automated Market With a Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar2017-05-10T00:00:00-07:002017-05-10T00:00:00-07:002017-09419Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09419.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09334.htmlProposed Rule - Amendments to Investment Advisers Act Rules To Reflect Changes Made by the FAST Act2017-05-09T00:00:00-07:002017-05-09T00:00:00-07:002017-09334Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09334.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09331.htmlRule - Technical Amendments to Form ADV and Form ADV-W2017-05-09T00:00:00-07:002017-05-09T00:00:00-07:002017-09331Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09331.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09315.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing and Trading of P.M.-Settled NASDAQ-100 Index® Options on a Pilot Basis2017-05-09T00:00:00-07:002017-05-09T00:00:00-07:002017-09315Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09315.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09314.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Adopt a New Market Data Product Known as the ETF Implied Liquidity Feed2017-05-09T00:00:00-07:002017-05-09T00:00:00-07:002017-09314Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09314.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09312.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees at Rule 70472017-05-09T00:00:00-07:002017-05-09T00:00:00-07:002017-09312Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09312.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09311.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the IQ Municipal Insured ETF; IQ Municipal Short Duration ETF; and IQ Municipal Intermediate ETF Under NYSE Arca Equities Rule 8.6002017-05-09T00:00:00-07:002017-05-09T00:00:00-07:002017-09311Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09311.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09310.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change Related to Auctions in IEX-Listed Securities, Dissemination of Auction-Related Market Data, and Provisions Governing Trading Halts and Pauses2017-05-09T00:00:00-07:002017-05-09T00:00:00-07:002017-09310Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09310.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/08/2017-09407.htmlNotice - Sunshine Act Meeting2017-05-08T00:00:00-07:002017-05-08T00:00:00-07:002017-09407Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-08/pdf/2017-09407.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/08/2017-09196.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund Under Commentary .02 to NYSE Arca Equities Rule 8.2002017-05-08T00:00:00-07:002017-05-08T00:00:00-07:002017-09196Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-08/pdf/2017-09196.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/08/2017-09195.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Market Makers Applicable When the Exchange Transitions Trading to Pillar, the Exchange's New Trading Technology Platform2017-05-08T00:00:00-07:002017-05-08T00:00:00-07:002017-09195Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-08/pdf/2017-09195.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/08/2017-09194.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35 To Specify Order Handling for an IPO Auction2017-05-08T00:00:00-07:002017-05-08T00:00:00-07:002017-09194Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-08/pdf/2017-09194.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/08/2017-09193.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of Proposed Rule Change To Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes2017-05-08T00:00:00-07:002017-05-08T00:00:00-07:002017-09193Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-08/pdf/2017-09193.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/08/2017-09192.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation2017-05-08T00:00:00-07:002017-05-08T00:00:00-07:002017-09192Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-08/pdf/2017-09192.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09080.htmlNotice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Alpha Architect Value Momentum Trend ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M2017-05-05T00:00:00-07:002017-05-05T00:00:00-07:002017-09080Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09080.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09065.htmlNotice - ClearShares, LLC et al.2017-05-05T00:00:00-07:002017-05-05T00:00:00-07:002017-09065Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09065.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09062.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism2017-05-05T00:00:00-07:002017-05-05T00:00:00-07:002017-09062Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09062.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09061.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation2017-05-05T00:00:00-07:002017-05-05T00:00:00-07:002017-09061Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09061.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09060.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the CDS End-of-Day Price Discovery Policy2017-05-05T00:00:00-07:002017-05-05T00:00:00-07:002017-09060Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09060.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/05/2017-09059.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Types of Entities That Are Eligible To Participate in Fixed Income Clearing Corporation as Sponsored Members and Make Other Changes2017-05-05T00:00:00-07:002017-05-05T00:00:00-07:002017-09059Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-05/pdf/2017-09059.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08984.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08984.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08983.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendments No. 1, 2, 3, 4, and 5 and Order Granting Accelerated Approval of a Proposed Rule Change, as Amended, To Establish the Third Party Connectivity Service2017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08983.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08982.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Enhancements to OCC's Stock Loan Programs2017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08982Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08982.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08981.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.132017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08981Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08981.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08980.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt a New NYSE Arca Equities Rule 8.900 and To List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.9002017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08980Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08980.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08979.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104 To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading2017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08979Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08979.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08978.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rule 6191 To Implement an Anonymous, Grouped Masking Methodology for Over-the-Counter Activity in Connection With Web Site Data Publication of Appendix B Data Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08978Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08978.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08977.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending Rule 104-Equities To Delete Subsection (g)(i)(A)(III) Prohibiting Designated Market Makers From Establishing a New High (Low) Price on the Exchange in a Security the DMM Has a Long (Short) Position During the Last Ten Minutes Prior to the Close of Trading2017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08977Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08977.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08971.htmlNotice - Submission for OMB Review; Comment Request2017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08971Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08971.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/04/2017-08970.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fourteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2017-05-04T00:00:00-07:002017-05-04T00:00:00-07:002017-08970Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-04/pdf/2017-08970.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08907.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08907Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08907.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08904.htmlNotice - Commonwealth Annuity and Life Insurance Company, et al.2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08904Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08904.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08903.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of No Objection To Advance Notice Filing To Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08903Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08903.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08902.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend IEX Rule 16.135 To Adopt Generic Listing Standards for Managed Fund Shares2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08902Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08902.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08901.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Annual Fee Cap for Acquisition Companies2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08901Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08901.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08900.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF Under NYSE Arca Equities Rule 8.6002017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08900Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08900.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08899.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Guggenheim Limited Duration ETF2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08899Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08899.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08892.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing Concerning the Options Clearing Corporation's Enhancements to OCC's Stock Loan Programs2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08892.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/03/2017-08891.htmlNotice - Order Granting Application by New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and NYSE National, Inc., Respectively, for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rule 6a-2 Under the Exchange Act2017-05-03T00:00:00-07:002017-05-03T00:00:00-07:002017-08891Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-03/pdf/2017-08891.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08957.htmlNotice - Sunshine Act Meeting2017-05-02T00:00:00-07:002017-05-02T00:00:00-07:002017-08957Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08957.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08815.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Changes in the Name of, the Investment Objective for, and the Means of Achieving the Investment Objective Applicable to the PIMCO Total Return Active Exchange-Traded Fund2017-05-02T00:00:00-07:002017-05-02T00:00:00-07:002017-08815Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08815.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08814.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Changes to the Options Clearing Corporation's Management Structure2017-05-02T00:00:00-07:002017-05-02T00:00:00-07:002017-08814Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08814.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08813.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Harmonize the Corporate Governance Framework With That of the NASDAQ Stock Market LLC, NASDAQ PHLX LLC, and NASDAQ BX, Inc.2017-05-02T00:00:00-07:002017-05-02T00:00:00-07:002017-08813Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08813.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/02/2017-08812.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 3 and 5, To List and Trade Shares of the Amplify YieldShares Oil Hedged MLP Fund, a Series of the Amplify ETF Trust, Under BZX Rule 14.11(i), Managed Fund Shares2017-05-02T00:00:00-07:002017-05-02T00:00:00-07:002017-08812Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-02/pdf/2017-08812.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/01/2017-08767.htmlNotice - Submission for OMB Review; Comment Request2017-05-01T00:00:00-07:002017-05-01T00:00:00-07:002017-08767Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-01/pdf/2017-08767.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/01/2017-08766.htmlNotice - Submission for OMB Review; Comment Request2017-05-01T00:00:00-07:002017-05-01T00:00:00-07:002017-08766Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-01/pdf/2017-08766.pdfhttps://regulations.justia.com/regulations/fedreg/2017/05/01/2017-08765.htmlNotice - Submission for OMB Review; Comment Request2017-05-01T00:00:00-07:002017-05-01T00:00:00-07:002017-08765Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-01/pdf/2017-08765.pdf