Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/30?limit=200&registers=between&mode=atom 2024-12-22T06:31:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10984.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Opening Process 2017-05-30T00:00:00-07:00 2017-05-30T00:00:00-07:00 2017-10984 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10984.pdf https://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10983.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Rules of the Exchange, the NYSE MKT Equities Price List, the NYSE Amex Options Fee Schedule, and the NYSE Amex Options Proprietary Market Data Fees 2017-05-30T00:00:00-07:00 2017-05-30T00:00:00-07:00 2017-10983 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10983.pdf https://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10975.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Opening Process 2017-05-30T00:00:00-07:00 2017-05-30T00:00:00-07:00 2017-10975 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10975.pdf https://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10974.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments No. 1 and 2, Allowing the Exchange To Trade, Pursuant to Unlisted Trading Privileges, Any NMS Stock Listed on Another National Securities Exchange; Establishing Rules for the Trading Pursuant to UTP of Exchange-Traded Products; and Adopting New Equity Trading Rules Relating to Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform 2017-05-30T00:00:00-07:00 2017-05-30T00:00:00-07:00 2017-10974 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10974.pdf https://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10973.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the First Trust California Municipal High Income ETF 2017-05-30T00:00:00-07:00 2017-05-30T00:00:00-07:00 2017-10973 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10973.pdf https://regulations.justia.com/regulations/fedreg/2017/05/30/2017-10972.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Decrease Member Order Routing Program Rebates 2017-05-30T00:00:00-07:00 2017-05-30T00:00:00-07:00 2017-10972 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-30/pdf/2017-10972.pdf