<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/24?registers=between Tue, 19 Aug 2025 10:09:22 -0700 Tue, 19 Aug 2025 10:09:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/24?registers=between Notice - Sunshine Act Meeting; Date and Time Change https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10694.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10694.html Wed, 24 May 2017 00:00:00 -0700 2017-10694 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10694.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10620.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10620.html Wed, 24 May 2017 00:00:00 -0700 2017-10620 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10620.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10619.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10619.html Wed, 24 May 2017 00:00:00 -0700 2017-10619 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10619.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10618.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10618.html Wed, 24 May 2017 00:00:00 -0700 2017-10618 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10618.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10617.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10617.html Wed, 24 May 2017 00:00:00 -0700 2017-10617 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10617.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10596.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10596.html Wed, 24 May 2017 00:00:00 -0700 2017-10596 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10596.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section IV of the MRX Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10595.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10595.html Wed, 24 May 2017 00:00:00 -0700 2017-10595 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10595.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section XIV https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10594.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10594.html Wed, 24 May 2017 00:00:00 -0700 2017-10594 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10594.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 503 and 515 https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10593.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10593.html Wed, 24 May 2017 00:00:00 -0700 2017-10593 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10593.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 103B-Equities https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10592.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10592.html Wed, 24 May 2017 00:00:00 -0700 2017-10592 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10592.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Offer the Historical GEMX Open/Close Trade Profile https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10590.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10590.html Wed, 24 May 2017 00:00:00 -0700 2017-10590 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10590.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Fee Schedule To Adopt a Fee Schedule To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10589.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10589.html Wed, 24 May 2017 00:00:00 -0700 2017-10589 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10589.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Adopt Rules for an Open-Outcry Trading Floor https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10587.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10587.html Wed, 24 May 2017 00:00:00 -0700 2017-10587 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10587.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Implementation of QCC With Stock Order Functionality Upon Migration to INET https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10586.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10586.html Wed, 24 May 2017 00:00:00 -0700 2017-10586 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10586.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Government Securities Division CCIT Members, and Netting Members That Engage in CCIT Transactions https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10585.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10585.html Wed, 24 May 2017 00:00:00 -0700 2017-10585 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10585.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to the Mortgage-Backed Securities Division Clearing Rules Regarding Fixed Income Clearing Corporation's (1) Time of Novation, (2) Treatment of Itself as the Settlement Counterparty for Certain Transaction Types, and (3) Proposal To Implement New Processes To Promote Operational Efficiencies for Its Clearing Members https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10584.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10584.html Wed, 24 May 2017 00:00:00 -0700 2017-10584 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10584.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section X of the ISE Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10583.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10583.html Wed, 24 May 2017 00:00:00 -0700 2017-10583 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10583.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change to Bats BZX Rule 14.13, Company Listing Fees, and to the Bats BZX Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10582.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10582.html Wed, 24 May 2017 00:00:00 -0700 2017-10582 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10582.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Section VI of the GEMX Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10581.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10581.html Wed, 24 May 2017 00:00:00 -0700 2017-10581 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10581.pdf Notice - The Mexico Equity & Income Fund, Inc. and Pichardo Asset Management, S.A. de C.V. https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10578.html https://regulations.justia.com/regulations/fedreg/2017/05/24/2017-10578.html Wed, 24 May 2017 00:00:00 -0700 2017-10578 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-24/pdf/2017-10578.pdf