<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/23?registers=between Sun, 22 Dec 2024 06:50:01 -0800 Sun, 22 Dec 2024 06:50:01 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/23?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10605.html https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10605.html Tue, 23 May 2017 00:00:00 -0700 2017-10605 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10605.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rules for an Open-Outcry Trading Floor https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10588.html https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10588.html Tue, 23 May 2017 00:00:00 -0700 2017-10588 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10588.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10466.html https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10466.html Tue, 23 May 2017 00:00:00 -0700 2017-10466 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10466.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10465.html https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10465.html Tue, 23 May 2017 00:00:00 -0700 2017-10465 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10465.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Continued Listing Standards for Exchange-Traded Products https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10464.html https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10464.html Tue, 23 May 2017 00:00:00 -0700 2017-10464 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10464.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6) Relating to Equity Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10463.html https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10463.html Tue, 23 May 2017 00:00:00 -0700 2017-10463 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10463.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Clearing House Contributions to CDS Default Resources https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10462.html https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10462.html Tue, 23 May 2017 00:00:00 -0700 2017-10462 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10462.pdf