Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/23?limit=200&registers=between&mode=atom 2024-05-05T22:04:39-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10605.html Notice - Sunshine Act Meeting 2017-05-23T00:00:00-07:00 2017-05-23T00:00:00-07:00 2017-10605 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10605.pdf https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10588.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rules for an Open-Outcry Trading Floor 2017-05-23T00:00:00-07:00 2017-05-23T00:00:00-07:00 2017-10588 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10588.pdf https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10466.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-05-23T00:00:00-07:00 2017-05-23T00:00:00-07:00 2017-10466 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10466.pdf https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10465.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors 2017-05-23T00:00:00-07:00 2017-05-23T00:00:00-07:00 2017-10465 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10465.pdf https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10464.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Continued Listing Standards for Exchange-Traded Products 2017-05-23T00:00:00-07:00 2017-05-23T00:00:00-07:00 2017-10464 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10464.pdf https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10463.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities Rule 5.2(j)(6) Relating to Equity Index-Linked Securities 2017-05-23T00:00:00-07:00 2017-05-23T00:00:00-07:00 2017-10463 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10463.pdf https://regulations.justia.com/regulations/fedreg/2017/05/23/2017-10462.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to Clearing House Contributions to CDS Default Resources 2017-05-23T00:00:00-07:00 2017-05-23T00:00:00-07:00 2017-10462 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-23/pdf/2017-10462.pdf