<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/17?registers=between Sun, 22 Dec 2024 06:35:41 -0800 Sun, 22 Dec 2024 06:35:41 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/17?registers=between Notice - RiverNorth DoubleLine Strategic Opportunity Fund, Inc. and RiverNorth Capital Management LLC https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09983.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09983.html Wed, 17 May 2017 00:00:00 -0700 2017-09983 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09983.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, as modified by Amendment No. 1 Thereto, To Add Rules Related to the Clearing of CDX.NA.HY CDS https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09935.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09935.html Wed, 17 May 2017 00:00:00 -0700 2017-09935 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09935.pdf Notice - Aspiriant Trust, et al. https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09934.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09934.html Wed, 17 May 2017 00:00:00 -0700 2017-09934 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09934.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09933.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09933.html Wed, 17 May 2017 00:00:00 -0700 2017-09933 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09933.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust Under BZX Rule 14.11(c)(4) https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09932.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09932.html Wed, 17 May 2017 00:00:00 -0700 2017-09932 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09932.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Qualified Contingent Cross Orders https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09931.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09931.html Wed, 17 May 2017 00:00:00 -0700 2017-09931 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09931.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3317 To Modify the Date of Appendix B Web Site Data Publication https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09930.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09930.html Wed, 17 May 2017 00:00:00 -0700 2017-09930 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09930.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 519C https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09929.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09929.html Wed, 17 May 2017 00:00:00 -0700 2017-09929 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09929.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09928.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09928.html Wed, 17 May 2017 00:00:00 -0700 2017-09928 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09928.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09927.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09927.html Wed, 17 May 2017 00:00:00 -0700 2017-09927 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09927.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 To Modify the Date of Appendix B Web Site Data Publication https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09926.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09926.html Wed, 17 May 2017 00:00:00 -0700 2017-09926 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09926.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 To Modify the Date of Appendix B Web Site Data Publication https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09925.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09925.html Wed, 17 May 2017 00:00:00 -0700 2017-09925 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09925.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quoting Bandwidth Allowance https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09924.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09924.html Wed, 17 May 2017 00:00:00 -0700 2017-09924 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09924.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09923.html https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09923.html Wed, 17 May 2017 00:00:00 -0700 2017-09923 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09923.pdf