<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/17?registers=between
Tue, 15 Jul 2025 18:16:57 -0700Tue, 15 Jul 2025 18:16:57 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/17?registers=between
Notice - RiverNorth DoubleLine Strategic Opportunity Fund, Inc. and RiverNorth Capital Management LLC
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09983.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09983.htmlWed, 17 May 2017 00:00:00 -07002017-09983Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09983.pdfNotice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, as modified by Amendment No. 1 Thereto, To Add Rules Related to the Clearing of CDX.NA.HY CDS
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09935.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09935.htmlWed, 17 May 2017 00:00:00 -07002017-09935Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09935.pdfNotice - Aspiriant Trust, et al.
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09934.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09934.htmlWed, 17 May 2017 00:00:00 -07002017-09934Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09934.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09933.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09933.htmlWed, 17 May 2017 00:00:00 -07002017-09933Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09933.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust Under BZX Rule 14.11(c)(4)
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09932.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09932.htmlWed, 17 May 2017 00:00:00 -07002017-09932Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09932.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Qualified Contingent Cross Orders
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09931.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09931.htmlWed, 17 May 2017 00:00:00 -07002017-09931Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09931.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3317 To Modify the Date of Appendix B Web Site Data Publication
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09930.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09930.htmlWed, 17 May 2017 00:00:00 -07002017-09930Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09930.pdfNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 519C
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09929.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09929.htmlWed, 17 May 2017 00:00:00 -07002017-09929Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09929.pdfNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equity Options Platform
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09928.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09928.htmlWed, 17 May 2017 00:00:00 -07002017-09928Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09928.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09927.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09927.htmlWed, 17 May 2017 00:00:00 -07002017-09927Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09927.pdfNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 To Modify the Date of Appendix B Web Site Data Publication
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09926.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09926.htmlWed, 17 May 2017 00:00:00 -07002017-09926Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09926.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4770 To Modify the Date of Appendix B Web Site Data Publication
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09925.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09925.htmlWed, 17 May 2017 00:00:00 -07002017-09925Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09925.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quoting Bandwidth Allowance
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09924.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09924.htmlWed, 17 May 2017 00:00:00 -07002017-09924Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09924.pdfNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09923.html
https://regulations.justia.com/regulations/fedreg/2017/05/17/2017-09923.htmlWed, 17 May 2017 00:00:00 -07002017-09923Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-05-17/pdf/2017-09923.pdf