<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/16?registers=between Sun, 22 Dec 2024 07:24:46 -0800 Sun, 22 Dec 2024 07:24:46 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/16?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09936.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09936.html Tue, 16 May 2017 00:00:00 -0700 2017-09936 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09936.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.46 To Modify the Date of Appendix B Web site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09823.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09823.html Tue, 16 May 2017 00:00:00 -0700 2017-09823 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09823.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 11.340 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09822.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09822.html Tue, 16 May 2017 00:00:00 -0700 2017-09822 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09822.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish INET Ports https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09821.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09821.html Tue, 16 May 2017 00:00:00 -0700 2017-09821 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09821.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend Rule 67-Equities To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09820.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09820.html Tue, 16 May 2017 00:00:00 -0700 2017-09820 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09820.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09819.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09819.html Tue, 16 May 2017 00:00:00 -0700 2017-09819 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09819.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09818.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09818.html Tue, 16 May 2017 00:00:00 -0700 2017-09818 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09818.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09817.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09817.html Tue, 16 May 2017 00:00:00 -0700 2017-09817 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09817.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09816.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09816.html Tue, 16 May 2017 00:00:00 -0700 2017-09816 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09816.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 67 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09815.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09815.html Tue, 16 May 2017 00:00:00 -0700 2017-09815 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09815.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09814.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09814.html Tue, 16 May 2017 00:00:00 -0700 2017-09814 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09814.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Shorten the Settlement Cycle From T+3 to T+2 https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09813.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09813.html Tue, 16 May 2017 00:00:00 -0700 2017-09813 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09813.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Amend Pricing Related to Options Overlying NDX and MNX https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09812.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09812.html Tue, 16 May 2017 00:00:00 -0700 2017-09812 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09812.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09811.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09811.html Tue, 16 May 2017 00:00:00 -0700 2017-09811 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09811.pdf Notice - Allianz Funds, et al. https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09808.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09808.html Tue, 16 May 2017 00:00:00 -0700 2017-09808 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09808.pdf Notice - Sierra Total Return Fund, et al. https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09790.html https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09790.html Tue, 16 May 2017 00:00:00 -0700 2017-09790 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09790.pdf