Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/16?limit=200&registers=between&mode=atom 2025-07-19T21:27:11-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09936.html Notice - Sunshine Act Meeting 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09936 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09936.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09823.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.46 To Modify the Date of Appendix B Web site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09823 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09823.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09822.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 11.340 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09822 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09822.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09821.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish INET Ports 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09821 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09821.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09820.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend Rule 67-Equities To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09820 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09820.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09819.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09819 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09819.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09818.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09818 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09818.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09817.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09817 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09817.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09816.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09816 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09816.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09815.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 67 To Modify the Date of Appendix B Web Site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09815 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09815.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09814.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09814 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09814.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09813.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Shorten the Settlement Cycle From T+3 to T+2 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09813 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09813.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09812.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees To Amend Pricing Related to Options Overlying NDX and MNX 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09812 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09812.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09811.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Schedule of Fees to Amend Pricing Related to Options Overlying NDX and MNX 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09811 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09811.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09808.html Notice - Allianz Funds, et al. 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09808 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09808.pdf https://regulations.justia.com/regulations/fedreg/2017/05/16/2017-09790.html Notice - Sierra Total Return Fund, et al. 2017-05-16T00:00:00-07:00 2017-05-16T00:00:00-07:00 2017-09790 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-16/pdf/2017-09790.pdf