<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/15?registers=between Wed, 16 Jul 2025 05:21:35 -0700 Wed, 16 Jul 2025 05:21:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/15?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09729.html https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09729.html Mon, 15 May 2017 00:00:00 -0700 2017-09729 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09729.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09728.html https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09728.html Mon, 15 May 2017 00:00:00 -0700 2017-09728 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09728.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating To Expediting List Selection in Arbitration https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09716.html https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09716.html Mon, 15 May 2017 00:00:00 -0700 2017-09716 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09716.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09715.html https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09715.html Mon, 15 May 2017 00:00:00 -0700 2017-09715 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09715.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the CDS End-of-Day Price Discovery Policy https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09714.html https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09714.html Mon, 15 May 2017 00:00:00 -0700 2017-09714 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09714.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 (Order Types) https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09713.html https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09713.html Mon, 15 May 2017 00:00:00 -0700 2017-09713 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09713.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09712.html https://regulations.justia.com/regulations/fedreg/2017/05/15/2017-09712.html Mon, 15 May 2017 00:00:00 -0700 2017-09712 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-15/pdf/2017-09712.pdf