<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/10?registers=between Tue, 22 Jul 2025 13:29:47 -0700 Tue, 22 Jul 2025 13:29:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/10?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Notice of Filing of and No Objection To Advance Notices, as Modified by Amendments No. 1, To Renew the Credit Facility https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09459.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09459.html Wed, 10 May 2017 00:00:00 -0700 2017-09459 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09459.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of Proposed Rule Change To Establish a Sub-Account for Use With the DTCC Euroclear Global Collateral Ltd Collateral Management Service and Provide for the Authorization of a Representative To Receive Information About the Sub-Account https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09426.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09426.html Wed, 10 May 2017 00:00:00 -0700 2017-09426 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09426.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Describe the Illiquid Charge That May Be Imposed on Members https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09425.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09425.html Wed, 10 May 2017 00:00:00 -0700 2017-09425 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09425.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Compression Forums https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09424.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09424.html Wed, 10 May 2017 00:00:00 -0700 2017-09424 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09424.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4703 (Order Attributes) https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09423.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09423.html Wed, 10 May 2017 00:00:00 -0700 2017-09423 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09423.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4702 (Order Types) and Rule 4703 (Order Attributes) https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09422.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09422.html Wed, 10 May 2017 00:00:00 -0700 2017-09422 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09422.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09421.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09421.html Wed, 10 May 2017 00:00:00 -0700 2017-09421 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09421.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 3 and 4, To List and Trade Shares of the Hartford Global Impact NextSharesTM https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09420.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09420.html Wed, 10 May 2017 00:00:00 -0700 2017-09420 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09420.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Equity Trading Rules To Transition Trading on the Exchange From a Floor-Based Market With a Parity Allocation Model to a Fully Automated Market With a Price-Time Priority Model on the Exchange's New Trading Technology Platform, Pillar https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09419.html https://regulations.justia.com/regulations/fedreg/2017/05/10/2017-09419.html Wed, 10 May 2017 00:00:00 -0700 2017-09419 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-10/pdf/2017-09419.pdf