Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/05/09?limit=200&registers=between&mode=atom 2025-01-02T22:36:27-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09334.html Proposed Rule - Amendments to Investment Advisers Act Rules To Reflect Changes Made by the FAST Act 2017-05-09T00:00:00-07:00 2017-05-09T00:00:00-07:00 2017-09334 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09334.pdf https://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09331.html Rule - Technical Amendments to Form ADV and Form ADV-W 2017-05-09T00:00:00-07:00 2017-05-09T00:00:00-07:00 2017-09331 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09331.pdf https://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09315.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Permit the Listing and Trading of P.M.-Settled NASDAQ-100 Index® Options on a Pilot Basis 2017-05-09T00:00:00-07:00 2017-05-09T00:00:00-07:00 2017-09315 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09315.pdf https://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09314.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Adopt a New Market Data Product Known as the ETF Implied Liquidity Feed 2017-05-09T00:00:00-07:00 2017-05-09T00:00:00-07:00 2017-09314 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09314.pdf https://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09312.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees at Rule 7047 2017-05-09T00:00:00-07:00 2017-05-09T00:00:00-07:00 2017-09312 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09312.pdf https://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09311.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the IQ Municipal Insured ETF; IQ Municipal Short Duration ETF; and IQ Municipal Intermediate ETF Under NYSE Arca Equities Rule 8.600 2017-05-09T00:00:00-07:00 2017-05-09T00:00:00-07:00 2017-09311 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09311.pdf https://regulations.justia.com/regulations/fedreg/2017/05/09/2017-09310.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change Related to Auctions in IEX-Listed Securities, Dissemination of Auction-Related Market Data, and Provisions Governing Trading Halts and Pauses 2017-05-09T00:00:00-07:00 2017-05-09T00:00:00-07:00 2017-09310 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-05-09/pdf/2017-09310.pdf